With a focus on corporate and securities litigation, Joseph E. Floren defends clients facing class and derivative actions. He represents securities broker-dealers, investment managers, and other financial services companies and professionals throughout every aspect of litigation and related regulatory issues. In addition to his trial practice, Joseph represents securities industry clients and issuers of securities in investigations and enforcement proceedings before US federal and state securities regulators and self-regulatory organizations. His clients include public companies, banks, and securities firms.
Recognized, Litigation - Securities, San Francisco, The Best Lawyers in America (2023)
Member, Law Firm of the Year, Securities Regulation, US News/Best Lawyers – Best Law Firms (2019)
Member, Securities Industry and Financial Markets Association – Compliance and Legal Division